
Client-Centric Legal Guidance
Whether advising startups on scalable legal strategies, supporting small and mid-sized businesses through significant transitions, or guiding companies through capital raises and regulatory compliance, Morris is committed to fostering strong, long-term relationships with his clients, acting as both a legal advisor and strategic partner.
Capital Markets & Securities Compliance
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Initial Public Offerings (IPOs)Managing the entire IPO process, including regulatory filings, coordination with underwriters, and post-IPO compliance.
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Follow-On OfferingsExecuting capital-raising initiatives for public companies while maintaining SEC and stock exchange compliance.
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Private PlacementsStructuring and managing private offerings to secure capital efficiently under applicable securities laws.
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Securities Exchange Act ComplianceHandling all SEC filings, including 10-K, 10-Q, and 8-K, as well as beneficial ownership reports.
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Public Mergers and AcquisitionsLeading M&A transactions involving public companies, overseeing regulatory filings, due diligence, and closing strategies.
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Regulation A OfferingsManaging the mini-IPO process under Regulation A for companies looking for cost-effective capital raising.
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Exchange Listings and ComplianceOverseeing all aspects of stock exchange compliance for Nasdaq, NYSE, and other trading platforms, including uplisting services from OTC markets.
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Corporate Governance and Board AdvisoryStructuring governance frameworks, board policies, and executive compensation strategies to ensure regulatory and fiduciary compliance.
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Regulatory Filings and ComplianceManaging all SEC, FINRA, and stock exchange reporting obligations to keep public companies compliant.
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Securities Law Training and Internal PoliciesEducating leadership teams on insider trading rules, governance practices, and compliance requirements to minimize risk.
We take the lead in navigating capital markets and securities regulations, ensuring public companies maximize their opportunities while maintaining full compliance. Our firm specializes in servicing micro-cap, small-cap, and mid-cap public companies, managing complex regulatory requirements, and facilitating smooth transactions


M&A
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Initial Public Offerings (IPOs)Managing the entire IPO process, including regulatory filings, coordination with underwriters, and post-IPO compliance.
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Follow-On OfferingsExecuting capital-raising initiatives for public companies while maintaining SEC and stock exchange compliance.
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Private PlacementsStructuring and managing private offerings to secure capital efficiently under applicable securities laws.
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Securities Exchange Act ComplianceHandling all SEC filings, including 10-K, 10-Q, and 8-K, as well as beneficial ownership reports.
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Public Mergers and AcquisitionsLeading M&A transactions involving public companies, overseeing regulatory filings, due diligence, and closing strategies.
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Regulation A OfferingsManaging the mini-IPO process under Regulation A for companies looking for cost-effective capital raising.
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Exchange Listings and ComplianceOverseeing all aspects of stock exchange compliance for Nasdaq, NYSE, and other trading platforms, including uplisting services from OTC markets.
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Corporate Governance and Board AdvisoryStructuring governance frameworks, board policies, and executive compensation strategies to ensure regulatory and fiduciary compliance.
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Regulatory Filings and ComplianceManaging all SEC, FINRA, and stock exchange reporting obligations to keep public companies compliant.
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Securities Law Training and Internal PoliciesEducating leadership teams on insider trading rules, governance practices, and compliance requirements to minimize risk.
We structure and manage M&A transactions of all sizes, ranging from small transactions under $1 million to multi-billion-dollar acquisitions. Our firm ensures seamless execution while minimizing risks and maximizing value for all stakeholders.
Business & Corporate Law
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Initial Public Offerings (IPOs)Managing the entire IPO process, including regulatory filings, coordination with underwriters, and post-IPO compliance.
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Follow-On OfferingsExecuting capital-raising initiatives for public companies while maintaining SEC and stock exchange compliance.
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Private PlacementsStructuring and managing private offerings to secure capital efficiently under applicable securities laws.
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Securities Exchange Act ComplianceHandling all SEC filings, including 10-K, 10-Q, and 8-K, as well as beneficial ownership reports.
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Public Mergers and AcquisitionsLeading M&A transactions involving public companies, overseeing regulatory filings, due diligence, and closing strategies.
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Regulation A OfferingsManaging the mini-IPO process under Regulation A for companies looking for cost-effective capital raising.
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Exchange Listings and ComplianceOverseeing all aspects of stock exchange compliance for Nasdaq, NYSE, and other trading platforms, including uplisting services from OTC markets.
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Corporate Governance and Board AdvisoryStructuring governance frameworks, board policies, and executive compensation strategies to ensure regulatory and fiduciary compliance.
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Regulatory Filings and ComplianceManaging all SEC, FINRA, and stock exchange reporting obligations to keep public companies compliant.
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Securities Law Training and Internal PoliciesEducating leadership teams on insider trading rules, governance practices, and compliance requirements to minimize risk.
We provide end-to-end legal solutions for businesses at every stage, from startup structuring to complex corporate governance matters.


Startups
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Initial Public Offerings (IPOs)Managing the entire IPO process, including regulatory filings, coordination with underwriters, and post-IPO compliance.
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Follow-On OfferingsExecuting capital-raising initiatives for public companies while maintaining SEC and stock exchange compliance.
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Private PlacementsStructuring and managing private offerings to secure capital efficiently under applicable securities laws.
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Securities Exchange Act ComplianceHandling all SEC filings, including 10-K, 10-Q, and 8-K, as well as beneficial ownership reports.
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Public Mergers and AcquisitionsLeading M&A transactions involving public companies, overseeing regulatory filings, due diligence, and closing strategies.
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Regulation A OfferingsManaging the mini-IPO process under Regulation A for companies looking for cost-effective capital raising.
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Exchange Listings and ComplianceOverseeing all aspects of stock exchange compliance for Nasdaq, NYSE, and other trading platforms, including uplisting services from OTC markets.
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Corporate Governance and Board AdvisoryStructuring governance frameworks, board policies, and executive compensation strategies to ensure regulatory and fiduciary compliance.
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Regulatory Filings and ComplianceManaging all SEC, FINRA, and stock exchange reporting obligations to keep public companies compliant.
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Securities Law Training and Internal PoliciesEducating leadership teams on insider trading rules, governance practices, and compliance requirements to minimize risk.
We structure and oversee corporate finance transactions to help companies secure funding, navigate investor relations, and execute growth strategies.
Real Estate
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Initial Public Offerings (IPOs)Managing the entire IPO process, including regulatory filings, coordination with underwriters, and post-IPO compliance.
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Follow-On OfferingsExecuting capital-raising initiatives for public companies while maintaining SEC and stock exchange compliance.
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Private PlacementsStructuring and managing private offerings to secure capital efficiently under applicable securities laws.
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Securities Exchange Act ComplianceHandling all SEC filings, including 10-K, 10-Q, and 8-K, as well as beneficial ownership reports.
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Public Mergers and AcquisitionsLeading M&A transactions involving public companies, overseeing regulatory filings, due diligence, and closing strategies.
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Regulation A OfferingsManaging the mini-IPO process under Regulation A for companies looking for cost-effective capital raising.
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Exchange Listings and ComplianceOverseeing all aspects of stock exchange compliance for Nasdaq, NYSE, and other trading platforms, including uplisting services from OTC markets.
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Corporate Governance and Board AdvisoryStructuring governance frameworks, board policies, and executive compensation strategies to ensure regulatory and fiduciary compliance.
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Regulatory Filings and ComplianceManaging all SEC, FINRA, and stock exchange reporting obligations to keep public companies compliant.
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Securities Law Training and Internal PoliciesEducating leadership teams on insider trading rules, governance practices, and compliance requirements to minimize risk.
We provide comprehensive legal oversight for real estate transactions, ensuring clients structure deals that align with their business and investment goals.


IP & Trademark Law
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Initial Public Offerings (IPOs)Managing the entire IPO process, including regulatory filings, coordination with underwriters, and post-IPO compliance.
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Follow-On OfferingsExecuting capital-raising initiatives for public companies while maintaining SEC and stock exchange compliance.
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Private PlacementsStructuring and managing private offerings to secure capital efficiently under applicable securities laws.
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Securities Exchange Act ComplianceHandling all SEC filings, including 10-K, 10-Q, and 8-K, as well as beneficial ownership reports.
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Public Mergers and AcquisitionsLeading M&A transactions involving public companies, overseeing regulatory filings, due diligence, and closing strategies.
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Regulation A OfferingsManaging the mini-IPO process under Regulation A for companies looking for cost-effective capital raising.
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Exchange Listings and ComplianceOverseeing all aspects of stock exchange compliance for Nasdaq, NYSE, and other trading platforms, including uplisting services from OTC markets.
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Corporate Governance and Board AdvisoryStructuring governance frameworks, board policies, and executive compensation strategies to ensure regulatory and fiduciary compliance.
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Regulatory Filings and ComplianceManaging all SEC, FINRA, and stock exchange reporting obligations to keep public companies compliant.
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Securities Law Training and Internal PoliciesEducating leadership teams on insider trading rules, governance practices, and compliance requirements to minimize risk.
We ensure that businesses secure, protect, and enforce their intellectual property rights, safeguarding their competitive edge.
External General Counsel Services
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Initial Public Offerings (IPOs)Managing the entire IPO process, including regulatory filings, coordination with underwriters, and post-IPO compliance.
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Follow-On OfferingsExecuting capital-raising initiatives for public companies while maintaining SEC and stock exchange compliance.
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Private PlacementsStructuring and managing private offerings to secure capital efficiently under applicable securities laws.
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Securities Exchange Act ComplianceHandling all SEC filings, including 10-K, 10-Q, and 8-K, as well as beneficial ownership reports.
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Public Mergers and AcquisitionsLeading M&A transactions involving public companies, overseeing regulatory filings, due diligence, and closing strategies.
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Regulation A OfferingsManaging the mini-IPO process under Regulation A for companies looking for cost-effective capital raising.
-
Exchange Listings and ComplianceOverseeing all aspects of stock exchange compliance for Nasdaq, NYSE, and other trading platforms, including uplisting services from OTC markets.
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Corporate Governance and Board AdvisoryStructuring governance frameworks, board policies, and executive compensation strategies to ensure regulatory and fiduciary compliance.
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Regulatory Filings and ComplianceManaging all SEC, FINRA, and stock exchange reporting obligations to keep public companies compliant.
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Securities Law Training and Internal PoliciesEducating leadership teams on insider trading rules, governance practices, and compliance requirements to minimize risk.
For companies that require high-level legal oversight but do not have an in-house legal team, we act as trusted external general counsel, handling all legal matters on an ongoing basis.
